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Stockbrokers and Corporate Finance
Telephone 020 7538 1166
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Unsolicited Calls From Unregulated Overseas Brokers

From time to time we receive calls from clients concerned that they have received unsolicited calls from brokers trying to win their business.

This unethical practice is frequently carried out by unregulated or overseas brokers and unfortunately it appears UK investors have been targeted across the industry. The FSA is aware of this practice and warns against dealing with such firms, or “Boiler Rooms” as they more commonly known, as investors will not get the protection of the UK compensation and complaint schemes.

We would like to reassure our clients that Hoodless Brennan operates strict Client Confidentiality and Data Protection policies and under no circumstances do we ever improperly disclose confidential information or data about our clients. If you are contacted by such persons, however, please let us know about it immediately. Alternatively, the FSA’s website provides a list of unauthorised firms and individuals – click here to view the list

 


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